First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| BLUEPRINT FINANCIAL ADVISORS LLC | 02/13/2026 | 230.42 K | $13.06 M | 30.77% | 8.98% |
| MORGAN STANLEY | 02/13/2026 | 222.59 K | $12.62 M | 39.07% | 8.67% |
| LPL FINANCIAL LLC | 02/11/2026 | 218.14 K | $12.37 M | 3.30% | 8.47% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 183.00 K | $10.37 M | 1.46% | 7.13% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 02/09/2026 | 129.94 K | $7.37 M | 38.81% | 5.06% |
| ROYAL BANK OF CANADA | 02/17/2026 | 106.56 K | $6.04 M | 16.35% | 4.15% |
| PROACTIVE WEALTH STRATEGIES LLC | 02/05/2026 | 62.68 K | $3.55 M | -4.66% | 2.63% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 56.01 K | $3.18 M | 11.15% | 2.18% |
| TRUIST FINANCIAL CORP | 02/02/2026 | 48.12 K | $2.73 M | 6.79% | 2.02% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 48.85 K | $2.77 M | -3.46% | 1.91% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 43.49 K | $2.47 M | -5.64% | 1.69% |
| UBS GROUP AG | 01/29/2026 | 35.42 K | $2.01 M | -7.37% | 1.38% |
| US BANCORP \DE\ | 01/30/2026 | 31.27 K | $1.78 M | 2.71% | 1.31% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 02/17/2026 | 33.62 K | $1.91 B | 2,433.76% | 1.31% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 32.28 K | $1.83 M | -0.15% | 1.26% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 31.27 K | $1.77 M | 3.86% | 1.22% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 17.08 K | $968.00 K | -1.64% | 0.72% |
| PINNACLE BANCORP, INC. | 01/22/2026 | 13.41 K | $760.32 K | 0.00% | 0.56% |
| BELPOINTE ASSET MANAGEMENT LLC | 01/27/2026 | 14.36 K | $814.17 K | -0.58% | 0.56% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 13.90 K | $788.19 K | -9.42% | 0.54% |
| GATEWAY WEALTH PARTNERS, LLC | 02/11/2026 | 12.14 K | $688.22 K | 0.96% | 0.47% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 10.45 K | $592.14 K | -0.04% | 0.41% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 01/28/2026 | 8.77 K | $531.15 K | 0.87% | 0.37% |
| GOLDMAN SACHS GROUP INC | 02/10/2026 | 9.02 K | $511.36 M | 0.00% | 0.35% |
| TCFG WEALTH MANAGEMENT, LLC | 02/13/2026 | 9.01 K | $510.68 K | 0.00% | 0.35% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 01/08/2026 | 7.58 K | $445.31 K | 0.00% | 0.32% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 6.75 K | $382.58 K | -40.37% | 0.26% |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 02/06/2026 | 6.44 K | $365.28 K | -24.18% | 0.25% |
| WAVERLY ADVISORS, LLC | 02/17/2026 | 6.20 K | $351.68 K | -0.16% | 0.24% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 6.10 K | $345.50 K | -1.63% | 0.24% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 5.72 K | $324.03 K | 26.07% | 0.22% |
| HARBOUR INVESTMENTS, INC. | 02/09/2026 | 5.48 K | $310.59 K | -12.82% | 0.21% |
| ADVISORY ALPHA, LLC | 02/06/2026 | 4.98 K | $282.05 K | 100.00% | 0.19% |
| PRASAD WEALTH PARTNERS, LLC | 01/27/2026 | 4.52 K | $256.28 K | -4.56% | 0.19% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 4.82 K | $273.00 K | 12.81% | 0.19% |
| NORTHWEST WEALTH MANAGEMENT, LLC | 01/14/2026 | 3.66 K | $207.30 K | 0.00% | 0.15% |
| BUCKINGHAM STRATEGIC PARTNERS | 02/11/2026 | 3.66 K | $207.30 K | 100.00% | 0.14% |
| WAGNER WEALTH MANAGEMENT, LLC | 01/30/2026 | 3.37 K | $191.11 K | -2.80% | 0.14% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 02/13/2026 | 3.59 K | $203.57 K | 0.00% | 0.14% |
| CI PRIVATE WEALTH, LLC | 02/19/2026 | 3.57 K | $202.08 K | 100.00% | 0.14% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 3.54 K | $201.00 K | -1.48% | 0.14% |
| JPMORGAN CHASE & CO | 02/11/2026 | 3.12 K | $176.93 K | 238.14% | 0.13% |
| PRIVATE WEALTH ASSET MANAGEMENT, LLC | 02/10/2026 | 3.10 K | $175.73 K | 0.00% | 0.12% |
| CAPITAL ANALYSTS, LLC | 02/11/2026 | 1.97 K | $112.00 K | 0.00% | 0.08% |
| CRANBROOK WEALTH MANAGEMENT, LLC | 01/28/2026 | 1.82 K | $103.17 K | 0.00% | 0.08% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 02/06/2026 | 1.51 K | $85.47 K | 1.34% | 0.06% |
| GAMMA INVESTING LLC | 01/05/2026 | 1.26 K | $71.37 K | -13.94% | 0.05% |
| ACCORDANT ADVISORY GROUP INC | 01/22/2026 | 1.00 K | $56.69 K | 0.00% | 0.04% |
| SOUND INCOME STRATEGIES, LLC | 01/21/2026 | 722 | $43.72 K | 100.00% | 0.03% |
| MTM INVESTMENT MANAGEMENT, LLC | 02/09/2026 | 605 | $34.30 K | 0.00% | 0.02% |
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First Trust Small Cap Value AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 89 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were:
Blueprint Financial Advisors LLC: 230,423
MORGAN STANLEY: 222,587
LPL Financial LLC: 218,137
WELLS FARGO & COMPANY/MN: 183,000
Kingsview Wealth Management, LLC: 129,940
ROYAL BANK OF CANADA: 106,559
50.05% of First Trust Small Cap Value AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 2.45 M shares in the last 24 months. This purchase volume represents approximately $157.18 M in transactions.